This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$9.4MItem 5.F on the latest filing (2026-02-17); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$9.4M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

1

RAUM per advisor

$9.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

1

Advisory employees

0

Offices

0Schedule D 1.F, beyond the principal office

Accounts

1

SEC number

801-60455

CRD

113918

Filings on the tape

18

First filed

Mar 1, 2012

Latest filed

Feb 17, 2026

Organised

Corporation, NJ

Graph

RIA / Wealth Management

Canonical id

dfx:ria:334e8900-20bc-38db-3cb2-408b9b70ca2d

First observed

Mar 1, 2012

Last observed

Feb 17, 2026 7 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.