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Reading the graph
Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
PENSACOLA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Apr 26, 2022 | n/a | yes | PENSACOLA, FL | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 23, 2004 | Sep 2, 2005 | no | PENSACOLA, FL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Feb 15, 2000 | Feb 27, 2004 | no | PENSACOLA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Sep 2, 2005 | Apr 26, 2022 | 6,080 | Firm change after gap | Wirehouse to ibd |
| CITIGROUP GLOBAL MARKETS INC. | UBS FINANCIAL SERVICES INC. | Feb 27, 2004 | Feb 23, 2004 | -4 | Firm change | Other |