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J•••• M••••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

J•••• M••••••• S•••••••

Advisor at O•••••• W••••• • L••••• M••••••••• L••

SAN JUAN, PR

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Search this name across graphsid dfx:ria:3370d26f-9c4d-b40e-837c-a9cd650afed6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 8, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••• W••••• • L••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 28, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••• W••••• • L••••• M••••••••• L••	State registered	Nov 21, 2017	n/a	yes	SAN JUAN, PR	Current employment
O•••• I••••••••• I•••	Bd affiliated wealth	Dec 8, 2009	Aug 15, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• I••••••••• I•••	O•••••• W••••• • L••••• M••••••••• L••	Aug 15, 2017	Nov 21, 2017	98	Firm change	Other
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	O•••• I••••••••• I•••	Nov 30, 2009

Relationships

Registered with (4)

→ O•••••• W••••• • L••••• M••••••••• L••Registered adviserregistration: current employment
Nov 21, 2017 to presentfactForm ADV
→ O•••• I••••••••• I•••Registered adviserregistration: previous registration
Dec 8, 2009 to Aug 15, 2017factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Mar 26, 2009 to Nov 30, 2009factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3370d26f-9c4d-b40e-837c-a9cd650afed6
First observed: Jan 8, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.