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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

ERIC CHRISTIAN LEE

Advisor at LPL FINANCIAL LLC

RAPID CITY, SD

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Search this name across graphsid dfx:ria:337c3b42-efb1-e3fa-90f6-7f1e3f4c9f63

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 2, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 7, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Aug 7, 1992
First registration: May 2, 2001
Dual registered: yes, broker-dealer
Other names: ERIC C LEE
IAPD individual key: 2256503

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 23, 2023	n/a	yes	RAPID CITY, SD	Current employment
UNITED CAPITAL FINANCIAL ADVISORS	Independent wealth	Jan 19, 2016	Feb 17, 2023	no	RAPID CITY, SD	Previous registration
PURPLE WEALTH, LLC	n/a	Mar 12, 2007	Feb 9, 2018	no	RAPID CITY, SD	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 2, 2001	Jan 14, 2016	no	RAPID CITY, SD\|RAPID CITY, SD\|SPEARFISH, SD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UNITED CAPITAL FINANCIAL ADVISORS	LPL FINANCIAL LLC	Feb 17, 2023	Jan 23, 2023	-25	Firm change	Ibd to RIA
PURPLE WEALTH, LLC	UNITED CAPITAL FINANCIAL ADVISORS	Feb 9, 2018	Jan 19, 2016	-752	Firm change after gap	Other
LPL FINANCIAL LLC	PURPLE WEALTH, LLC	Jan 14, 2016	Mar 12, 2007	-3,230	Firm change after gap	Other

Relationships

Registered with (3)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 2, 2001 to Jan 14, 2016factForm ADV
→ UNITED CAPITAL FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jan 19, 2016 to Feb 17, 2023factForm ADV
→ PURPLE WEALTH, LLCRegistered adviserregistration: previous registration
Mar 12, 2007 to Feb 9, 2018factForm ADV

Dated events

Occurred
Feb 17, 2023
Advisor changed firm
Eric Christian Lee left United Capital Financial Advisors for Lpl Financial Llc (registered 2023-01-23)
Form ADVobserved 3 days ago