DFX Intelligence

S••••• A•••• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

S••••• A•••• K•••••••

Advisor at C••••• D•••• A•••• M•••••••••

BALTIMORE, MD | York, PA

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Search this name across graphsid dfx:ria:337fe7ee-1dd1-94d2-bdef-942fb1e1a0f2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 16, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• D•••• A•••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 13, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• D•••• A•••• M•••••••••	Independent wealth	Jan 8, 2025	n/a	yes	York, PA\|BALTIMORE, MD	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Mar 16, 2021	Mar 31, 2021	no	Harrisburg, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	C••••• D•••• A•••• M•••••••••	Mar 31, 2021	Jan 8, 2025	1,379	Firm change after gap	Ibd to RIA
C••••• D•••• A•••• M•••••••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Mar 16, 2021

Relationships

Registered with (3)

→ C••••• D•••• A•••• M•••••••••Registered adviserregistration: previous registration
Nov 17, 2011 to Mar 16, 2021factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 16, 2021 to Mar 31, 2021factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration
Aug 16, 2000 to Jan 13, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:337fe7ee-1dd1-94d2-bdef-942fb1e1a0f2
First observed: Aug 16, 2000
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.