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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

RYAN JOHN FINC

Advisor at OSAIC INSTITUTIONS, INC.

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3380be26-0233-93ca-e621-2dec4f85c515

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 10, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC INSTITUTIONS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 22, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 22, 2005
First registration: Feb 10, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 4245555

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Jul 1, 2016	n/a	yes	Milaca, MN\|Mora, MN\|Pine City, MN\|Isle, MN\|Princeton, MN\|Moose Lake, MN\|Keewatin, MN\|Ogilvie, MN	Current employment
ESSEX NATIONAL SECURITIES, INC.	Former SEC adviser	Jan 14, 2016	Jul 1, 2016	no	Mora, MN\|Pine City, MN\|Isle, MN	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Mar 1, 2012	Jan 14, 2016	no	APPLETON, WI\|MOOSE LAKE, MN\|ISANTI, MN\|SANDSTONE, MN\|HINCKLEY, MN\|NORTH BRANCH, MN\|DELUTH, MN\|MOOSE LAKE, MN	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Feb 10, 2006	Mar 2, 2012	no	SANDSTONE, MN\|HINCKLEY, MN\|SUPERIOR, WI\|DULUTH, MN\|MOOSE LAKE, MN\|SUPERIOR, WI\|SUPERIOR, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ESSEX NATIONAL SECURITIES, INC.	OSAIC INSTITUTIONS, INC.	Jul 1, 2016	Jul 1, 2016	0	Bulk transfer	Other
INVEST FINANCIAL CORPORATION	ESSEX NATIONAL SECURITIES, INC.	Jan 14, 2016	Jan 14, 2016	0	Firm change	Other
CUNA BROKERAGE SERVICES, INC.	INVEST FINANCIAL CORPORATION	Mar 2, 2012	Mar 1, 2012	-1	Firm change	Other

Relationships

Registered with (4)

→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: current employment
Jul 1, 2016 to presentfactForm ADV
→ ESSEX NATIONAL SECURITIES, INC.Registered adviserregistration: previous registration
Jan 14, 2016 to Jul 1, 2016factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Mar 1, 2012 to Jan 14, 2016factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Feb 10, 2006 to Mar 2, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3380be26-0233-93ca-e621-2dec4f85c515
First observed: Feb 10, 2006
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RYAN JOHN FINC

Advisor at OSAIC INSTITUTIONS, INC.

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3380be26-0233-93ca-e621-2dec4f85c515

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:57 AM UTC and rebuilt at most every 15 minutes.