DFX Intelligence

K•••• Z•••••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

K•••• Z•••••• K••••

Advisor at A•• I••••••••• M••••••••• G••••

JACKSON, CA | FOLSOM, CA

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Search this name across graphsid dfx:ria:3384ea0d-9ab9-adb3-e385-e6955abed6ff

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 1, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•• I••••••••• M••••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 28, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•• I••••••••• M••••••••• G••••	Independent wealth	May 3, 2010	n/a	yes	JACKSON, CA\|FOLSOM, CA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Mar 1, 2005	May 5, 2010	no	JACKSON, CA\|FOLSOM, CA\|JACKSON, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	A•• I••••••••• M••••••••• G••••	May 5, 2010	May 3, 2010	-2	Firm change	Other

Relationships

Registered with (2)

→ A•• I••••••••• M••••••••• G••••Registered adviserregistration: current employment
May 3, 2010 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 1, 2005 to May 5, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3384ea0d-9ab9-adb3-e385-e6955abed6ff
First observed: Mar 1, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.