DFX Intelligence
Reading the graph
Reading the graph
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Advisor at P•••••••• W••••• P•••••••• L••
CLAYTON, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•••••••• W••••• P•••••••• L•• | Independent wealth | Jun 5, 2026 | n/a | yes | CLAYTON, MO | Current employment |
| F•••• P••••••• W•••••• L•• | Independent wealth | Aug 16, 2024 | Jun 17, 2026 | no | CLAYTON, MO|ST. LOUIS, MO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••• A•••••• S••••••••• L•• | F•••• P••••••• W•••••• L•• | Jun 17, 2026 | Aug 16, 2024 | -670 | Channel change | RIA to RIA |
| F•••• P••••••• W•••••• L•• | P•••••••• W••••• P•••••••• L•• | Jun 17, 2026 | Jun 5, 2026 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 143323:143319:MO:2024-06-28 | Jul 1, 2024 | Mar 13, 2023 | ST LOUIS, MO | Firm change after gap |
| B••••••••• S•••••••• W•••••• L•• | Former SEC adviser | Mar 13, 2023 | Jul 1, 2024 | no | ST LOUIS, MO | Previous registration |
| F•••• A•••••• S••••••••• L•• | Independent wealth | Mar 13, 2023 | Jun 17, 2026 | no | ST. LOUIS, MO | Previous registration |
| -12 |
| Firm change |
| RIA to RIA |
| B••••••••• S•••••••• W•••••• L•• | F•••• A•••••• S••••••••• L•• | Jul 1, 2024 | Mar 13, 2023 | -476 | Firm change after gap | RIA to RIA |