DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O••••••••• • C•• I•••
MEMPHIS, TN | NASHVILLE, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O••••••••• • C•• I••• | Bd affiliated wealth | May 26, 2026 | n/a | yes | NASHVILLE, TN|MEMPHIS, TN | Current employment |
| R•• C•••••• M••••••• L•• | National bd RIA | Nov 30, 2023 | Jun 12, 2026 | no | Germantown, TN|Germantown, TN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•• C•••••• M••••••• L•• | O••••••••• • C•• I••• | Jun 12, 2026 | May 26, 2026 | -17 | Firm change | Ibd to ibd |
| C••••• I••••••••• A••••••• L•• | R•• C•••••• M••••••• L•• | Dec 5, 2023 | Nov 30, 2023 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:31194:TN:2023-12-05 | Dec 5, 2023 | Nov 30, 2023 | GERMANTOWN, TN | Firm change |
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Aug 10, 2023 | Dec 5, 2023 | no | GERMANTOWN, TN | Previous registration |
| S••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Dec 6, 2016 | Aug 10, 2023 | no | GERMANTOWN, TN|ST. PAUL, MN | Previous registration |
| -5 |
| Firm change |
| Ibd to ibd |
| S••••••• F•••••••• S•••••••• I••• | C••••• I••••••••• A••••••• L•• | Aug 10, 2023 | Aug 10, 2023 | 0 | Bulk transfer | RIA to ibd |