DFX Intelligence

J••• C•••••••• F•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

J••• C•••••••• F•••••••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Denver, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:33a299b4-d18f-1c1e-8af9-2a1f13bcae57

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Dec 8, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 18, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Oct 3, 2022	n/a	yes	Denver, CO	Current employment
U••• B•••••• I••••••••• I•••	Former SEC adviser	Apr 10, 2018	Oct 6, 2022	no	Denver, CO\|Lakewood, CO\|LAKEWOOD, CO\|Denver, CO\|Lakewood, CO\|Lakewood, CO\|Lakewood, CO\|LAKEWOOD, CO\|DENVER, CO\|GREENWOOD VILLAGE, CO\|Denver, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• B•••••• I••••••••• I•••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Oct 6, 2022	Oct 3, 2022	-3	Firm change	Ibd to ibd
S•••••••• A••••••• L••	U••• B•••••• I••••••••• I•••	Apr 12, 2018	Apr 10, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
17868:149018:CO:2022-10-06	Oct 6, 2022	Oct 3, 2022	DENVER, CO	Firm change

Relationships

Registered with (5)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Oct 3, 2022 to presentfactForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Apr 10, 2018 to Oct 6, 2022factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Oct 3, 2013 to Apr 12, 2018factForm ADV
→ A••••••••• L•••

Dated events

Occurred
Oct 6, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:33a299b4-d18f-1c1e-8af9-2a1f13bcae57
First observed: Dec 8, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.