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CRD 314516
FRANKLIN, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| COMSTOCK, JULIE, D | MEMBER & CLIENT COMMUNICATIONS ASSOCIATE | C | yes | 01/2019 | Jun 15, 2021 | Nov 22, 2024 |
| COMSTOCK, MICHAEL, RAY | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | yes | 04/1999 | Jun 15, 2021 | Nov 22, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 | Mar 5, 2025 | $264M | $264M | 8 | 3 | 0 | n/a | n/a |
| 2023 | Feb 27, 2024 | $237M | $237M | 8 | 3 | 1 | n/a | n/a |
| 2022 | Mar 7, 2023 | $227M | $227M | 7 | 3 | 0 | n/a | n/a |
| 2021 | Mar 3, 2022 | $299M | $299M | 6 | 3 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 2 | -2 | n/a | 0 | 0 | 0 | 0 | 3 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $264M | $237M | 11.1% | $299M | -4.1% | 8 | 8 | 0 | 1 |