DFX Intelligence

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)28 years in industry

JOSEPH MICHAEL O'SULLIVAN

Advisor at BEAM WEALTH ADVISORS, INC.

New Orleans, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:33b2c19b-144f-33a7-e5da-a2212efe0d99

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 10, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BEAM WEALTH ADVISORS, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 30, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jun 30, 1998
First registration: Jul 10, 2003
Dual registered: yes, broker-dealer
Other names: JOSEPH MICHAEL OSULLIVAN
IAPD individual key: 2926528

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BEAM WEALTH ADVISORS, INC.	Independent wealth	Jan 22, 2009	n/a	yes	New Orleans, LA	Current employment
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jul 10, 2003	Oct 15, 2008	no	BATON ROUGE, LA\|BATON ROUGE, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VALIC FINANCIAL ADVISORS, INC.	BEAM WEALTH ADVISORS, INC.	Oct 15, 2008	Jan 22, 2009	99	Firm change	Other

Relationships

Registered with (2)

→ BEAM WEALTH ADVISORS, INC.Registered adviserregistration: current employment
Jan 22, 2009 to presentfactForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jul 10, 2003 to Oct 15, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:33b2c19b-144f-33a7-e5da-a2212efe0d99
First observed: Jul 10, 2003
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JOSEPH MICHAEL O'SULLIVAN

Advisor at BEAM WEALTH ADVISORS, INC.

New Orleans, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:33b2c19b-144f-33a7-e5da-a2212efe0d99

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:34 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

BEAM WEALTH ADVISORS, INC.

Independent wealth

Jan 22, 2009

n/a

yes

New Orleans, LA

Current employment

VALIC FINANCIAL ADVISORS, INC.

Bd affiliated wealth

Jul 10, 2003

Oct 15, 2008

BATON ROUGE, LA|BATON ROUGE, LA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

VALIC FINANCIAL ADVISORS, INC.

BEAM WEALTH ADVISORS, INC.

Oct 15, 2008

Jan 22, 2009

Firm change

Other