DFX Intelligence

L••• J•••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner23 years in industry

L••• J•••• M•••••

Advisor at G••••••• F•••••••• P•••••••• L••

SARASOTA, FL | CUMMING, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:33b70586-ece3-2c12-087d-c683f8e46bef

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 1, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••••• F•••••••• P•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••• I••••••••• A••••••• L••	Independent wealth	Oct 18, 2021	n/a	yes	CUMMING, GA\|SARASOTA, FL	Current employment
G••••••• F•••••••• P•••••••• L••	State registered	Jan 11, 2019	n/a	yes	CUMMING, GA	Current employment

Relationships

Registered with (2)

→ O••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Oct 18, 2021 to presentfactForm ADV
→ G••••••• F•••••••• P•••••••• L••Registered adviserregistration: current employment
Jan 11, 2019 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:33b70586-ece3-2c12-087d-c683f8e46bef
First observed: Jun 1, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.