This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CWM, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 19, 2000earliest registration or exam on IAPD

Years in industry

26derivedfrom the industry start date

Years at current firm

5derivedfrom the current registration's begin date

Prior firms

4

Current registrations

1

Registered states

3

Exams

S66|S63

First exam

May 19, 2000

First registration

May 19, 2014

Dual registered

no

IAPD individual key

4113609

• Occurred

  Nov 8, 2024
  Advisor departed, no destination yet

  Sean Christopher Walker no longer registered at Cetera Investment Advisers Llc; no later IA registration on IAPD

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:33bb345a-0726-a4d0-15ee-2a0b6b729005

First observed

May 19, 2014

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.