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Advisor at LPL FINANCIAL LLC
LANSING, MI | WYOMING, MI | GRAND RAPIDS, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 15, 2025 | n/a | yes | WYOMING, MI|GRAND RAPIDS, MI|LANSING, MI|GRAND RAPIDS, MI|GRAND RAPIDS, MI | Current employment |
| CUSO FINANCIAL SERVICES, L.P. | Former SEC adviser | May 4, 2015 | May 15, 2025 | no | Grand Rapids, MI|Wyoming, MI|Grand Rapids, MI|GRAND RAPIDS, MI|LANSING, MI | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Apr 29, 2015 | no | GRAND RAPIDS, MI|GRAND RAPIDS, MI|LOWELL, MI|GRAND RAPIDS, MI|GRAND RAPIDS, MI|GRAND RAPIDS, MI|LOWELL, MI | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jan 11, 2012 | Oct 1, 2012 | no | GRAND RAPIDS, MI|LOWELL, MI|GRAND RAPIDS, MI|GRAND RAPIDS, MI|GRAND RAPIDS, MI|GRAND RAPIDS, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CUSO FINANCIAL SERVICES, L.P. | LPL FINANCIAL LLC | May 15, 2025 | May 15, 2025 | 0 | Bulk transfer | Ibd to ibd |
| J.P. MORGAN SECURITIES LLC | CUSO FINANCIAL SERVICES, L.P. | Apr 29, 2015 | May 4, 2015 | 5 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |