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Advisor at KESTRA ADVISORY SERVICES, LLC
ROCKFORD, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Apr 18, 2016 | n/a | yes | ROCKFORD, IL | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Oct 28, 2010 | no | ROCKFORD, IL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Dec 28, 1997 | Jun 1, 2009 | no | ROCKFORD, IL|ROCKFORD, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | KESTRA ADVISORY SERVICES, LLC | Oct 28, 2010 | Apr 18, 2016 | 1,999 | Firm change after gap | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |