DFX Intelligence

T••••• A••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant24 years in industry

T••••• A••••• H•••••

Advisor at C••••••••• W•••••• L••

LOS ANGELES, CA | SEATTLE, WA

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Search this name across graphsid dfx:ria:33beeae1-2e30-7fa3-ad3f-34609fc27e25

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 24, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W•••••• L••	Independent wealth	Mar 16, 2026	n/a	yes	LOS ANGELES, CA\|SEATTLE, WA	Current employment
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Mar 24, 2008	Mar 16, 2026	no	SEATTLE, WA\|SEATTLE, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• M••••• I••••••••• S•••••••••	C••••••••• W•••••• L••	Mar 16, 2026	Mar 16, 2026	0	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
2881:143483:WA:2026-03-16	Mar 16, 2026	Mar 16, 2026	SEATTLE, WA	Firm change

Relationships

Registered with (2)

→ C••••••••• W•••••• L••Registered adviserregistration: current employment
Mar 16, 2026 to presentfactForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Mar 24, 2008 to Mar 16, 2026factForm ADV

Dated events

Occurred
Mar 16, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:33beeae1-2e30-7fa3-ad3f-34609fc27e25
First observed: Mar 24, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.