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CRD 148136
SMITHTOWN, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ROBERT FRASER DRAPER | n/a | SMITHTOWN, NY | 9 | 28 | 1 | no |
| Nicholas Augusto Lucas | n/a | SMITHTOWN, NY | 2 | 13 | n/a | no |
| JOSEPH Patrick CRACCHIOLA | n/a | SMITHTOWN, NY | 2 | 11 | n/a | no |
| Vinson Anthony Guigliano | n/a | SMITHTOWN, NY | 2 | 12 | n/a | no |
| Michael Dominic Principe | n/a | SMITHTOWN, NY | 0 | 12 | n/a | no |
| Justin Francis Galluzzo | n/a | SMITHTOWN, NY | 0 | 12 | n/a | no |
| Lilli Seidman | n/a | SMITHTOWN, NY | 0 | 11 | 2 | no |
| Abigail Valente Portela | n/a | SMITHTOWN, NY | 0 | 10 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DRAPER, ROBERT, F | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | yes | 07/2008 | Mar 15, 2017 | Mar 28, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 15, 2026 | $231M | $231M | 9 | 6 | 0 | n/a | n/a |
| 2024 | Mar 26, 2025 | $196M | $196M | 15 | 4 | 0 | n/a | n/a |
| 2023 | Mar 28, 2024 | $137M | $137M | 14 | 1 | 0 | n/a | n/a |
| 2022 | Mar 22, 2023 | $120M | $109M | 3 | 1 | 0 | n/a | n/a |
| 2021 | Mar 22, 2022 | $156M | $145M | 4 | 1 | 0 | n/a | n/a |
| 2020 | Mar 31, 2021 | $122M | $121M | 4 | 1 | 0 | n/a | n/a |
| 2019 | Mar 13, 2020 | $67.9M | $67.9M | 2 | 1 | 0 | n/a | n/a |
| 2018 | Mar 8, 2019 | $46.6M | $46.6M | 3 | 2 | 0 | n/a | n/a |
| 2017 | Mar 26, 2018 | $47.6M | $47.6M | 3 | 2 | 0 | n/a | n/a |
| 2016 | Mar 31, 2017 | $37.3M | $37.3M | 2 | 1 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 1 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $231M | $196M | 18.1% | $120M | 24.4% | 9 | 15 | 0 | 0 |