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Advisor at OSAIC WEALTH, INC.
Rutherford, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jun 14, 2024 | n/a | yes | Rutherford, NJ | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Jul 17, 2020 | Jun 14, 2024 | no | RUTHERFORD, NJ | Previous registration |
| INVESTACORP ADVISORY SERVICES INC | Former SEC adviser | May 3, 2016 | Jul 17, 2020 | no | UPPER BLACK EDDY, PA|Rutherford, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | OSAIC WEALTH, INC. | Jun 14, 2024 | Jun 14, 2024 | 0 | Bulk transfer | Ibd to ibd |
| INVESTACORP ADVISORY SERVICES INC | SECURITIES AMERICA ADVISORS, INC. | Jul 17, 2020 | Jul 17, 2020 | 0 | Bulk transfer | Ibd to ibd |