DFX Intelligence

D•••• P•••••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

D•••• P•••••• B•••••••••

Advisor at W•••• F•••• A•••••••

••• Locked

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Search this name across graphsid dfx:ria:33c87a9b-f285-31b9-0cec-524a57ed454d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 30, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jul 28, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Dec 1, 2014	n/a	yes	FORT WORTH, TX\|AUSTIN, TX\|Austin, TX\|Manor, TX	Current employment
M••••• S••••••	Wirehouse	Mar 15, 2012	Aug 27, 2013	no	Pensacola, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	W•••• F•••• A•••••••	Aug 27, 2013	Dec 1, 2014	461	Firm change after gap	Wirehouse to wirehouse
M••••• K••••• • C••••••• L••	M••••• S••••••	Feb 21, 2012	Mar 15, 2012

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Dec 1, 2014 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Mar 15, 2012 to Aug 27, 2013factForm ADV
→ M••••• K••••• • C••••••• L••Registered adviserregistration: previous registration
Jul 30, 2008 to Feb 21, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:33c87a9b-f285-31b9-0cec-524a57ed454d
First observed: Jul 30, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.