This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$74.0MItem 5.F on the latest filing (2019-02-26); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$74.0M

Private client RAUM

$48.3MderivedItem 5.D individuals plus high net worth individuals

Private client share

65%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

6

Advisory employees

3

Offices

1Schedule D 1.F, beyond the principal office

Accounts

6

Individual clients

4

High net worth clients

1

SEC number

801-112811

CRD

290141

Filings on the tape

6

First filed

Oct 6, 2017

Latest filed

Feb 26, 2019

Organised

Limited Liability Company, Delaware

• Occurred

  Feb 26, 2019
  Control person left

  Hegenbart Lee Christine Todd (President/Portfolio Manager) no longer on Schedule A of Neighborly Investments (listed 2018-08-01, absent 2019-02-26)

  Form ADVobserved 6 days ago
• Occurred

  Oct 6, 2017
  First Form ADV filing

  Neighborly Investments filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:33cb3e2b-0901-f382-db15-2bf61023e8a3

First observed

Oct 6, 2017

Last observed

Feb 26, 2019 92 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.