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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)35 years in industry

DONALD C CLARK

Advisor at LPL FINANCIAL LLC

OLATHE, KS | OVERLAND PARK, KS | SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:33d1b173-fa46-d7e4-91f0-6ad5d340f3a1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: May 6, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 8, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Jul 8, 1991
First registration: May 6, 1998
Dual registered: yes, broker-dealer
Other names: DON CLARK|DONALD CALDWELL CLARK
IAPD individual key: 2139602

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 28, 2018	n/a	yes	OVERLAND PARK, KS\|OLATHE, KS\|SCOTTSDALE, AZ	Current employment
PERSONAL FINANCIAL GROUP	Former SEC adviser	Jan 11, 2017	Jun 28, 2019	no	OVERLAND PARK, KS	Previous registration
PERSONAL FINANCIAL GROUP	Former SEC adviser	Dec 17, 2009	Dec 31, 2016	no	OVERLAND PARK, KS	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Oct 31, 2005	Dec 1, 2009	no	OVERLAND PARK, KS	Previous registration
SUNAMERICA SECURITIES, INC.	n/a	Jan 2, 2004	Oct 31, 2005	no	OVERLAND PARK, KS	Previous registration
PERSONAL FINANCIAL GROUP	Former SEC adviser	May 6, 1998	Dec 31, 2004	no	n/a	Previous registration
PERSONAL FINANCIAL GROUP	Former SEC adviser	May 6, 1998	Dec 31, 2003	no	OVERLAND PARK, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PERSONAL FINANCIAL GROUP	LPL FINANCIAL LLC	Jun 28, 2019	Mar 28, 2018	-457	Firm change after gap	RIA to RIA
SAGEPOINT FINANCIAL, INC.	PERSONAL FINANCIAL GROUP	Dec 1, 2009	Dec 17, 2009	16	Firm change	Other
SUNAMERICA SECURITIES, INC.	SAGEPOINT FINANCIAL, INC.	Oct 31, 2005	Oct 31, 2005	0	Bulk transfer	Other
PERSONAL FINANCIAL GROUP	SUNAMERICA SECURITIES, INC.	Dec 31, 2004	Jan 2, 2004	-364	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
116806:6413:KS:2019-06-28	Jun 28, 2019	Mar 28, 2018	OVERLAND PARK, KS	Firm change after gap

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Mar 28, 2018 to presentfactForm ADV
→ PERSONAL FINANCIAL GROUPRegistered adviserregistration: previous registration
Jan 11, 2017 to Jun 28, 2019factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Oct 31, 2005 to Dec 1, 2009factForm ADV
→ SUNAMERICA SECURITIES, INC.Registered adviserregistration: previous registration
Jan 2, 2004 to Oct 31, 2005factForm ADV

Dated events

No dated event names this entity yet.