DFX Intelligence

W••••• B••• I•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner32 years in industry

W••••• B••• I•••••••

Advisor at W••••• F•••••••• A••••••• I••

MISSION VIEJO, CA

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Search this name across graphsid dfx:ria:33d5102f-970d-b0c2-0166-3bcef9fc707f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 20, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• F•••••••• A••••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 26, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• F•••••••• A••••••• I••	Independent wealth	Feb 6, 2013	n/a	yes	MISSION VIEJO, CA	Current employment
W••••• F•••••••• A••••••• I••	Independent wealth	Jan 20, 2006	Jul 30, 2012	no	MISSION VIEJO, CA

Relationships

Registered with (1)

→ W••••• F•••••••• A••••••• I••Registered adviserregistration: previous registration
Jan 20, 2006 to Jul 30, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:33d5102f-970d-b0c2-0166-3bcef9fc707f
First observed: Jan 20, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.