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Advisor at JANNEY MONTGOMERY SCOTT LLC
SARATOGA SPRINGS, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | Sep 9, 2015 | n/a | yes | SARATOGA SPRINGS, NY | Current employment |
| MORGAN STANLEY | Wirehouse | Jan 23, 2014 | Sep 15, 2015 | no | SARATOGA SPRINGS, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | JANNEY MONTGOMERY SCOTT LLC | Sep 15, 2015 | Sep 9, 2015 | -6 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:463:NY:2015-09-15 | Sep 15, 2015 | Sep 9, 2015 | SARATOGA SPRINGS, NY | Firm change |