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CRD 141769
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ERIC DAVID BARDEN | Chartered Financial Analyst | AUSTIN, TX | 19 | 30 | n/a | no |
| RYAN MATTHEW BARDEN | n/a | AUSTIN, TX | 16 | 28 | n/a | no |
| DOUGLAS HALDEMAN ARNEST | Certified Financial Planner | AUSTIN, TX | Urbandale, IA | 0 | 14 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BARDEN, ERIC, DAVID | President | D | yes | 09/2006 | Feb 13, 2012 | Oct 23, 2024 |
| BARDEN, RYAN, MATTHEW | CHIEF COMPLIANCE OFFICER | C | yes | 10/2006 | Feb 13, 2012 | Oct 23, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 17, 2026 | $184M | $184M | 3 | 3 | 0 | n/a | n/a |
| 2024 | Feb 26, 2025 | $158M | $158M | 3 | 3 | 0 | n/a | n/a |
| 2023 | Mar 26, 2024 | $132M | $132M | 3 | 3 | 0 | n/a | n/a |
| 2022 | Mar 30, 2023 | $121M | $121M | 3 | 3 | 0 | n/a | n/a |
| 2011 | Apr 2, 2012 | $79.5M | $78.2M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $184M | $158M | 16.1% | $121M | 15.0% | 3 | 3 | 0 | 0 |