DFX Intelligence

K•••• E••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

K•••• E••• C••••••

Advisor at T•••••••• L••

DALLAS, TX

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Search this name across graphsid dfx:ria:33e02d67-db6d-1fa6-ba09-f54bfaf1760e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 16, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 24, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••••• L••	State registered	Aug 28, 2017	n/a	yes	DALLAS, TX	Current employment
S••••• F•••••••• G•••• I••	Former SEC adviser	Sep 1, 2016	Dec 18, 2019	no	DALLAS, TX\|DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• F•••••••• G•••• I••	T•••••••• L••	Dec 18, 2019	Aug 28, 2017	-842	Firm change after gap	Ibd to state RIA
V•• A••••••• S•••••••	S••••• F•••••••• G•••• I••	Sep 1, 2016	Sep 1, 2016

Relationships

Registered with (4)

→ T•••••••• L••Registered adviserregistration: current employment
Aug 28, 2017 to presentfactForm ADV
→ S••••• F•••••••• G•••• I••Registered adviserregistration: previous registration
Sep 1, 2016 to Dec 18, 2019factForm ADV
→ V•• A••••••• S•••••••Registered adviserregistration: previous registration
Feb 7, 2003 to Sep 1, 2016factForm ADV
→ T•• M••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:33e02d67-db6d-1fa6-ba09-f54bfaf1760e
First observed: May 16, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.