DFX Intelligence

S•••• L•• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

S•••• L•• S•••••••••

Advisor at A••••••••• W••••• P•••••••

MINNETONKA, MN

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Search this name across graphsid dfx:ria:33e3331d-8888-1d62-5fb9-02381e0163c3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Sep 7, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• W••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 28, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• W••••• P•••••••	Independent wealth	Aug 18, 2026	n/a	yes	MINNETONKA, MN	Current employment
B•••• W••••• A••••••••• L••	Independent wealth	Jun 10, 2025	Jun 2, 2026	no	BLOOMINGTON, MN\|Arden Hills, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••• W••••• A••••••••• L••	A••••••••• W••••• P•••••••	Jun 2, 2026	Aug 18, 2026	77	Firm change	RIA to RIA
S•••••••• W••••• G••••	B•••• W••••• A••••••••• L••	May 28, 2025	Jun 10, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
284430:161261:MN:2025-05-28	May 28, 2025	Jun 10, 2025	EDEN PRAIRIE, MN	Firm change

Relationships

Registered with (5)

→ A••••••••• W••••• P•••••••Registered adviserregistration: current employment
Aug 18, 2026 to presentfactForm ADV
→ B•••• W••••• A••••••••• L••Registered adviserregistration: previous registration
Jun 10, 2025 to Jun 2, 2026factForm ADV
→ S•••••••• W••••• G••••Registered adviserregistration: previous registration
Apr 26, 2017 to May 28, 2025factForm ADV
→ N••• F•••••••• G••••• I•••

Dated events

Occurred
Jun 2, 2026
Advisor changed firm
S•••• L•• S••••••••• left B•••• W••••• A••••••••• L•• for A••••••••• W••••• P••••••• (registered 2026-08-18)
Form ADVobserved 7 days ago
Occurred
May 28, 2025
Advisor changed firm
S•••• L•• S••••••••• left S•••••••• W••••• G•••• for B•••• W••••• A••••••••• L•• (registered 2025-06-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:33e3331d-8888-1d62-5fb9-02381e0163c3
First observed: Sep 7, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.