DFX Intelligence

T••• B•••••• A•••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

T••• B•••••• A•••• M••••••••• L•

CRD 159527

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:33f81848-8e67-9606-7e6c-a8f24b23c37c

Data as of Mar 30, 2016 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Feb 15, 2012 to Mar 30, 2016
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $82.2M••• Locked
Discretionary RAUM: $82.2M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T••••••••• P•••• L•	Hedge Fund	$66.6M	Nov 14, 2016	6	Feb 15, 2012	reported	021-85318
W••• R••• F••• L••	Hedge Fund	$15.6M	Nov 14, 2016

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••••• K••••••	MANAGING MEMBER	D	yes	11/2004	Feb 15, 2012	Mar 30, 2016
H•••••• K••••••	MANAGING MEMBER	C	yes	11/2004	Feb 15, 2012	Mar 30, 2016

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 30, 2016

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$82.2M	$223M	-63.1%	$218M	-27.7%	2	2	n/a	n/a

Relationships

Advises (2)

→ T••••••••• P•••• L•Private fundHedge Fund, ERA
Feb 15, 2012 to presentfactForm ADV
→ W••• R••• F••• L••Private fundHedge Fund, ERA
Feb 15, 2012 to presentfactForm ADV

Owns (2)

← A••••••••• J•••••• N•••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 15, 2012 to presentfactForm ADV
← T••• B•••••• H••••••• L••Owner

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:33f81848-8e67-9606-7e6c-a8f24b23c37c
First observed: Feb 15, 2012
Last observed: Mar 30, 2016 127 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.