DFX Intelligence

S•••• M•••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

S•••• M•••••• B•••••

Advisor at T•• A•••••••• G••••

LAS VEGAS, NV | Dubois, PA

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Search this name across graphsid dfx:ria:33f8dd8c-36a7-0be0-1a1c-36f99350723d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 25, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A•••••••• G••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 6, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• A•••••••• G••••	Bd affiliated wealth	Apr 14, 2026	n/a	yes	LAS VEGAS, NV\|Dubois, PA	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Jun 14, 2024	Apr 21, 2026	no	DuBois, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	T•• A•••••••• G••••	Apr 21, 2026	Apr 14, 2026	-7	Firm change	Ibd to ibd
S••••••••• A•••••• A•••••••• I•••	O•••• W•••••• I•••	Jun 14, 2024	Jun 14, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
23131:305585:PA:2026-04-21	Apr 21, 2026	Apr 14, 2026	DUBOIS, PA	Firm change

Relationships

Registered with (5)

→ T•• A•••••••• G••••Registered adviserregistration: current employment
Apr 14, 2026 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Jun 14, 2024 to Apr 21, 2026factForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 17, 2020 to Jun 14, 2024factForm ADV
→ I••••••••• A••••••• S••••••• I••

Dated events

Occurred
Apr 21, 2026
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:33f8dd8c-36a7-0be0-1a1c-36f99350723d
First observed: Sep 25, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.