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Reading the graph
Advisor at ROBERT W. BAIRD & CO. INCORPORATED
Lake Oswego, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Apr 7, 2017 | n/a | yes | Lake Oswego, OR | Current employment |
| RBC CAPITAL MARKETS, LLC | National bd RIA | May 1, 2002 | Apr 25, 2017 | no | SALEM, OR|PORTLAND, OR|PORTLAND, OR|SALEM, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | ROBERT W. BAIRD & CO. INCORPORATED | Apr 25, 2017 | Apr 7, 2017 | -18 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 31194:8158:OR:2017-04-25 | Apr 25, 2017 | Apr 7, 2017 | SALEM, OR | Firm change |