a••• s•••••••••

Advisor at U••••• W••••• S•••••••••

Hillsborough, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3407b12f-f46e-f727-9a5b-e689d5f81c9a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 24, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••••• W••••• S•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••••• W••••• S•••••••••	Independent wealth	Sep 19, 2023	n/a	yes	Hillsborough, CA	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Jun 24, 2020	Oct 5, 2021	no	REDWOOD CITY, CA\|PORTOLA VALLEY, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	U••••• W••••• S•••••••••	Oct 5, 2021	Sep 19, 2023	714	Firm change after gap	Wirehouse to RIA

Relationships

Registered with (2)

→ U••••• W••••• S•••••••••Registered adviserregistration: current employment
Sep 19, 2023 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jun 24, 2020 to Oct 5, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3407b12f-f46e-f727-9a5b-e689d5f81c9a
First observed: Jun 24, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.