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Reading the graph
Advisor at ADVISOR.COM
CHARLESTON, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ADVISOR.COM | Independent wealth | Dec 15, 2023 | n/a | yes | CHARLESTON, SC | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Aug 15, 2019 | May 9, 2022 | no | CHARLESTON, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | ADVISOR.COM | May 9, 2022 | Dec 15, 2023 | 585 | Firm change after gap | Ibd to RIA |