DFX Intelligence

T•••• J•• V•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner24 years in industry

T•••• J•• V•••••••••

Advisor at C•••••• F•••••••• A•••••••

PROVIDENCE, UT

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Search this name across graphsid dfx:ria:341c1d7a-a832-b4b7-f454-712d66c7c2a9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 28, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• F•••••••• A•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• F•••••••• A•••••••	State registered	Jul 12, 2022	n/a	yes	PROVIDENCE, UT	Current employment
K••••••• W••••• A•••••••	Former SEC adviser	Sep 12, 2011	Oct 3, 2022	no	LOGAN, UT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••••• W••••• A•••••••	C•••••• F•••••••• A•••••••	Oct 3, 2022	Jul 12, 2022	-83	Firm change after gap	RIA to state RIA
L•• F•••••••• L••	K••••••• W••••• A•••••••	Jun 9, 2011	Sep 12, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
158234:321212:UT:2022-10-03	Oct 3, 2022	Jul 12, 2022	LOGAN, UT	Firm change after gap

Relationships

Registered with (3)

→ C•••••• F•••••••• A•••••••Registered adviserregistration: current employment
Jul 12, 2022 to presentfactForm ADV
→ K••••••• W••••• A•••••••Registered adviserregistration: previous registration
Sep 12, 2011 to Oct 3, 2022factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 28, 2008 to Jun 9, 2011factForm ADV

Dated events

Occurred
Oct 3, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:341c1d7a-a832-b4b7-f454-712d66c7c2a9
First observed: Mar 28, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.