DFX Intelligence

A••••• N••••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

A••••• N••••••• R•••••

Advisor at A•••• I••••••••• A•••••••• L••

New Richmond, WI | DEERFIELD, IL

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Search this name across graphsid dfx:ria:34215691-34c1-c334-a57e-2d4398b1fa45

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 18, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• I••••••••• A•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• I••••••••• A•••••••• L••	Mixed wealth	May 22, 2025	n/a	yes	New Richmond, WI\|DEERFIELD, IL	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Oct 23, 2017	Jun 11, 2025	no	New Richmond, WI\|Somerset, WI\|Dresser, WI\|Hudson, WI\|New Richmond, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	A•••• I••••••••• A•••••••• L••	Jun 11, 2025	May 22, 2025	-20	Firm change	Ibd to RIA
M•• I•••••••• S•••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Oct 23, 2017	Oct 23, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
134139:287906:WI:2025-06-05	Jun 11, 2025	May 22, 2025	NEW RICHMOND, WI	Firm change

Relationships

Registered with (3)

→ A•••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
May 22, 2025 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 23, 2017 to Jun 11, 2025factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 18, 2015 to Oct 23, 2017factForm ADV

Dated events

Occurred
Jun 11, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:34215691-34c1-c334-a57e-2d4398b1fa45
First observed: Dec 18, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.