This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CWM, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Designations

Chartered Financial Consultant

Exams

S63|S65

First exam

Nov 21, 2019

First registration

Dec 23, 2019

Dual registered

no

IAPD individual key

6518052

• Occurred

  Nov 5, 2025
  Advisor changed firm

  Dalton James Preston left Eagle Strategies Llc for Cwm, Llc (registered 2026-03-10)

  Form ADVobserved 6 days ago
• Occurred

  Jan 21, 2022
  Advisor changed firm

  Dalton James Preston left Castle Wealth Management for Eagle Strategies Llc (registered 2023-12-15)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:3426f5b4-d5b9-a744-c4ed-69c7991e2868

First observed

Dec 23, 2019

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.