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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

BENJAMIN AARON EDWARDS

Advisor at LPL FINANCIAL LLC

SOUTHBURY, CT

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Search this name across graphsid dfx:ria:342fe06e-3aa2-b7be-b80e-9334a2436c2a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 10, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 8, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Apr 8, 2011
First registration: Jul 10, 2012
Dual registered: yes, broker-dealer
Other names: BEN A. EDWARDS|Benjamin Aaron Edwards|BENJAMIN EDWARDS
IAPD individual key: 4463074

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 30, 2024	n/a	yes	SOUTHBURY, CT	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	Oct 2, 2017	no	WALNUT CREEK, CA	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Aug 17, 2015	Mar 25, 2017	no	SAN RAMON, CA\|Walnut Creek, CA\|WALNUT CREEK, CA	Previous registration
MORGAN STANLEY	Wirehouse	Oct 9, 2013	Jun 25, 2015	no	Walnut Creek, CA\|San Jose, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Oct 10, 2012	Oct 4, 2013	no	WALNUT CREEK, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jul 10, 2012	Nov 14, 2012	no	Portland, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	LPL FINANCIAL LLC	Oct 2, 2017	Jan 30, 2024	2,311	Firm change after gap	Other
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Mar 25, 2017	Mar 25, 2017	0	Bulk transfer	Other
MORGAN STANLEY	MSI FINANCIAL SERVICES, INC.	Jun 25, 2015	Aug 17, 2015	53	Firm change	Other
UBS FINANCIAL SERVICES INC.	MORGAN STANLEY	Oct 4, 2013	Oct 9, 2013	5	Firm change	Wirehouse to wirehouse
MORGAN STANLEY	UBS FINANCIAL SERVICES INC.	Nov 14, 2012	Oct 10, 2012	-35	Firm change after gap	Wirehouse to wirehouse

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jan 30, 2024 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 25, 2017 to Oct 2, 2017factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 17, 2015 to Mar 25, 2017factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Oct 9, 2013 to Jun 25, 2015factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Oct 10, 2012 to Oct 4, 2013factForm ADV

Dated events

No dated event names this entity yet.