DFX Intelligence

B••••••• J•••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor26 years in industry

B••••••• J•••• L••••

Advisor at A•••••• W••••• M••••••••• I•••

SAN ANTONIO, TX | HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:344b21e4-3257-586a-6724-3a11a4796cfb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 9, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• W••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 5, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• W••••• M••••••••• I•••	Independent wealth	Apr 23, 2014	n/a	yes	SAN ANTONIO, TX\|HOUSTON, TX	Current employment
O••••• C•••••• M••••••••• I•••	Former SEC adviser	Apr 13, 2011	Apr 28, 2014	no	SAN ANTONIO, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••• C•••••• M••••••••• I•••	A•••••• W••••• M••••••••• I•••	Apr 28, 2014	Apr 23, 2014	-5	Firm change	Other
S•••••• C••••••• L••	O••••• C•••••• M••••••••• I•••	Jun 16, 2011	Apr 13, 2011

Relationships

Registered with (3)

→ A•••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Apr 23, 2014 to presentfactForm ADV
→ O••••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Apr 13, 2011 to Apr 28, 2014factForm ADV
→ S•••••• C••••••• L••Registered adviserregistration: previous registration
Oct 9, 2006 to Jun 16, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:344b21e4-3257-586a-6724-3a11a4796cfb
First observed: Oct 9, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.