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Advisor at J.P. MORGAN SECURITIES LLC
Miami, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jan 18, 2022 | n/a | yes | Miami, FL | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Feb 13, 2013 | Feb 14, 2022 | no | CORAL GABLES, FL|CORAL GABLES, FL|CORAL GABLES, FL | Previous registration |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | Apr 25, 2006 | Feb 13, 2013 | no | NORTH MIAMI BEACH, FL|FORT LAUDERDALE, FL|FT. LAUDERDALE, FL|CORAL GABLES, FL|HIALEAH, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | J.P. MORGAN SECURITIES LLC | Feb 14, 2022 | Jan 18, 2022 | -27 | Firm change | Ibd to wirehouse |
| MORGAN KEEGAN & COMPANY, LLC | RAYMOND JAMES & ASSOCIATES, INC. | Feb 13, 2013 | Feb 13, 2013 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 705:79:FL:2022-02-04 | Feb 14, 2022 | Jan 18, 2022 | CORAL GABLES, FL | Firm change |