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L••• B•••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

L••• B•••• M•••••••

Advisor at C••••• P••••••• L••

San Francisco, CA | NEW YORK, NY

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Search this name across graphsid dfx:ria:344f3db8-3f3e-06bc-78b8-42529ac0a628

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 26, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• L••	Independent wealth	Jan 9, 2025	n/a	yes	San Francisco, CA\|NEW YORK, NY	Current employment
B•••••• W••••• A•••••••• L••	Independent wealth	Oct 26, 2020	Apr 11, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••• W••••• A•••••••• L••	C••••• P••••••• L••	Apr 11, 2022	Jan 9, 2025	1,004	Firm change after gap	RIA to RIA

Relationships

Registered with (2)

→ C••••• P••••••• L••Registered adviserregistration: current employment
Jan 9, 2025 to presentfactForm ADV
→ B•••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 26, 2020 to Apr 11, 2022factForm ADV

Dated events

Occurred
Apr 11, 2022
Advisor changed firm
L••• B•••• M••••••• left B•••••• W••••• A•••••••• L•• for C••••• P••••••• L•• (registered 2025-01-09)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:344f3db8-3f3e-06bc-78b8-42529ac0a628
First observed: Oct 26, 2020
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.