DFX Intelligence

Data Factory

RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

SMALLWOOD FINANCIAL GROUP LLC

CRD 305790

SUMMIT, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:344f97c5-2d90-4e05-09a4-537e4fabc382

Data as of Mar 19, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Mar 19, 2025 to Mar 19, 2025
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Smallwood Financial Group LLC

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $37.0MItem 5.F on the latest filing (2025-03-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 73
Individual clients: 0
High net worth clients: 0
CRD: 305790
Filings on the tape: 1
First filed: Mar 19, 2025
Latest filed: Mar 19, 2025
Organised: Limited Liability Company, NJ
Website: smallwoodfinancial.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Kevin David Smallwood	n/a	SUMMIT, NJ	0	22	3	no
LUIS E PORTILLA	n/a	SUMMIT, NJ	0	14	n/a	no

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	n/a	0	0	0	1	0

Relationships

Registered with (2)

← Kevin David SmallwoodAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← LUIS E PORTILLAAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:344f97c5-2d90-4e05-09a4-537e4fabc382
First observed: Mar 19, 2025
Last observed: Mar 19, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SMALLWOOD FINANCIAL GROUP LLC

CRD 305790

SUMMIT, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:344f97c5-2d90-4e05-09a4-537e4fabc382

Data as of Mar 19, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:49 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Kevin David Smallwood

n/a

SUMMIT, NJ

LUIS E PORTILLA

n/a

SUMMIT, NJ

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

n/a