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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ALPHA SOLUTIONS INVESTMENT ADVISORS

ALPHA SOLUTIONS INVESTMENT ADVISORS, LLC, CRD 156541

SOUTH SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:345276fa-1ba9-9348-5b9e-d25183e41e9b

Data as of Aug 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Mar 31, 2022 to Aug 4, 2026
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.92 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $466MItem 5.F on the latest filing (2026-08-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $466M
Private client RAUM: $427MderivedItem 5.D individuals plus high net worth individuals
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $117Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 751
Individual clients: 175
High net worth clients: 266
SEC number: 801-124857
CRD: 156541
Filings on the tape: 10
First filed: Mar 31, 2022
Latest filed: Aug 4, 2026
Organised: Limited Liability Company, CA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ROBERT NORMAN MOSES	Chartered Financial Analyst	SOUTH SAN FRANCISCO, CA	13	13	1	no
ANTHONY T SAM	n/a	SOUTH SAN FRANCISCO, CA	13	26	n/a	no
Nathalie Botros Lai	n/a	SOUTH SAN FRANCISCO, CA	1	12	n/a	no
Jordan Baley Sam	n/a	SOUTH SAN FRANCISCO, CA	1	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LUI, JOHN	CIO, MEMBER	D	yes	03/2011	Mar 31, 2022	Mar 31, 2024
SAM, ANTHONY, T	CEO, CCO, MANAGER, MEMBER	D	yes	03/2011	Mar 31, 2022	Mar 31, 2024
MOSES, ROBERT, NORMAN	DIRECTOR OF RESEARCH	Na	no	01/2013	Apr 8, 2022	Mar 31, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RAAB & MOSKOWITZ ASSET MANAGEMENT LLC	n/a	Independent wealth	$643M	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 4 of 5

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 24, 2026	$397M	$397M	6	4	n/a	n/a
2024	Mar 27, 2025	$261M	$261M	5	3	n/a	n/a
2023	Mar 31, 2024	$172M	$172M	4	3	n/a	n/a
2022	Mar 30, 2023	$110M	$110M	4	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$466M	$261M	78.3%	$110M	61.7%	6	5	0	0

Relationships

Affiliated with (1)

→ CHATHAM WEALTH MANAGEMENTRegistered adviserother investment adviser
factForm ADV

Registered with (5)

← Jordan Baley SamAdvisorregistration: current employment
May 7, 2025 to presentfactForm ADV
← Nathalie Botros LaiAdvisorregistration: current employment
Feb 12, 2025 to presentfactForm ADV
← ROBERT NORMAN MOSESAdvisorregistration: current employment
May 30, 2013 to presentfactForm ADV
← ANTHONY T SAMAdvisorregistration: current employment
May 30, 2013 to presentfactForm ADV
← JOHN LUIAdvisorregistration: previous registration
Apr 28, 2011 to Jan 15, 2025factForm ADV

Owns (1)

← MOSES, ROBERT, NORMANOwnerDIRECTOR OF RESEARCH, ownership code NA, individual
Apr 8, 2022 to Mar 31, 2024factForm ADV

Controls (2)

← LUI, JOHNOwnerCIO, MEMBER, ownership code D, individual
Mar 31, 2022 to Mar 31, 2024factForm ADV
← SAM, ANTHONY, TOwnerCEO, CCO, MANAGER, MEMBER, ownership code D, individual
Mar 31, 2022 to Mar 31, 2024factForm ADV

Dated events

Occurred
Sep 16, 2025
Regulatory AUM changed
Alpha Solutions Investment Advisors reported RAUM $363.9M, up 39% from $261.5M (2025-03-27 to 2025-09-16)
Form ADVobserved 4 days ago
$102M
Occurred
Jan 15, 2025
Advisor changed firm
John Lui left Alpha Solutions Investment Advisors for Chatham Wealth Management (registered 2025-11-11)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2022
First Form ADV filing
Alpha Solutions Investment Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:345276fa-1ba9-9348-5b9e-d25183e41e9b
First observed: Mar 31, 2022
Last observed: Aug 4, 2026 46 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALPHA SOLUTIONS INVESTMENT ADVISORS

ALPHA SOLUTIONS INVESTMENT ADVISORS, LLC, CRD 156541

SOUTH SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:345276fa-1ba9-9348-5b9e-d25183e41e9b

Data as of Aug 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:38 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ROBERT NORMAN MOSES

Chartered Financial Analyst

SOUTH SAN FRANCISCO, CA

ANTHONY T SAM

n/a

SOUTH SAN FRANCISCO, CA

n/a

Nathalie Botros Lai

n/a

SOUTH SAN FRANCISCO, CA

n/a

Jordan Baley Sam

n/a

SOUTH SAN FRANCISCO, CA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LUI, JOHN

CIO, MEMBER

yes

03/2011

Mar 31, 2022

Mar 31, 2024

SAM, ANTHONY, T

CEO, CCO, MANAGER, MEMBER

yes

03/2011

Mar 31, 2022

Mar 31, 2024

MOSES, ROBERT, NORMAN

DIRECTOR OF RESEARCH

01/2013

Apr 8, 2022

Mar 31, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RAAB & MOSKOWITZ ASSET MANAGEMENT LLC

n/a

Independent wealth

$643M

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$397M

n/a

2024

Mar 27, 2025

$261M

n/a

2023

Mar 31, 2024

$172M

n/a

2022

Mar 30, 2023

$110M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$466M

$261M

78.3%

$110M

61.7%