This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

OSAIC INSTITUTIONS, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 19, 2004earliest registration or exam on IAPD

Years in industry

22derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Feb 19, 2004

First registration

Apr 13, 2015

Dual registered

yes, broker-dealer

Other names

CHUNG LIN|Scott Yueh Lin

IAPD individual key

4737029

• Occurred

  Sep 15, 2022
  Advisor changed firm

  Chung Yueh Lin left Hsbc Securities (Usa) Inc. for Osaic Institutions, Inc. (registered 2022-09-22)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:34563cec-c7b6-3ebb-857b-e71ac7359274

First observed

Apr 13, 2015

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.