DFX Intelligence

S••••• B••••• M••••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

S••••• B••••• M••••••••• L•••

CRD 298364

NEW YORK, NY

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Search this name across graphsid dfx:ria:346f69f4-8328-0463-0258-06b8b9987966

Data as of Jun 29, 2021 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 2
Observed: Jun 29, 2021 to Jun 29, 2021
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S••••• B••••• M••••••••• L•••

Private equity manager · shared crd

Venture Capitalidentity

S••••• B••••• M••••••••• L•••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $229M••• Locked
Discretionary RAUM: $229M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• S••••••••	MANAGING PARTNER	D	yes	07/2017	Jun 29, 2021	Jun 29, 2021
C••••• D••••• G•••	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	Na	yes	01/2019	Jun 29, 2021	Jun 29, 2021

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P•••••• 1• G•• L•••	n/a	n/a	n/a	N	yes	n/a
S••••• B••••• P••••••• ••••••••• I• G•• L•••	n/a	n/a	n/a	N	yes	n/a
S••••• B••••• P••••••• G•• L•••	n/a

Relationships

Controls (3)

← C••••• D••••• G•••OwnerCHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 29, 2021 to presentfactForm ADV
← S••••••• L•••• M•••••OwnerMANAGING PARTNER, ownership code D, individual
Jun 29, 2021 to presentfactForm ADV
← B•••••• S••••••••OwnerMANAGING PARTNER, ownership code D, individual
Jun 29, 2021 to presentfactForm ADV

Dated events

Occurred
Jun 29, 2021
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:346f69f4-8328-0463-0258-06b8b9987966
First observed: Jun 29, 2021
Last observed: Jun 29, 2021 63 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.