DFX Intelligence

M••••••• U• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

M••••••• U• A•••••

Advisor at I•• I••••••••• A•••••••• L••

SAN DIEGO, CA | MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3470908d-21cb-8a4c-2da9-2026408a5f19

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 24, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• I••••••••• A•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jul 23, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•• I••••••••• A•••••••• L••	Mixed wealth	Oct 18, 2016	n/a	yes	SAN DIEGO, CA\|MIAMI, FL	Current employment
I•• I••••••••• A•••••••• L••	Mixed wealth	Sep 13, 2016	Dec 31, 2022	no	MIAMI, FL\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B• R•••• W••••• M•••••••••	I•• I••••••••• A•••••••• L••	Sep 13, 2016	Sep 13, 2016	0	Firm change	Other
D••••••• • D••••••• L••	B• R•••• W••••• M•••••••••	Jan 26, 2015	Feb 2, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
2543:152990:NY:2016-09-13	Sep 13, 2016	Sep 13, 2016	NEW YORK, NY	Firm change
7344:2543:FL:2015-01-26	Jan 26, 2015	Feb 2, 2015	MIAMI, FL	Firm change

Relationships

Registered with (3)

→ I•• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 13, 2016 to Dec 31, 2022factForm ADV
→ B• R•••• W••••• M•••••••••Registered adviserregistration: previous registration
Feb 2, 2015 to Sep 13, 2016factForm ADV
→ D••••••• • D••••••• L••Registered adviserregistration: previous registration
Jul 24, 2014 to Jan 26, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3470908d-21cb-8a4c-2da9-2026408a5f19
First observed: Jul 24, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.