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Advisor at MMA SECURITIES LLC
Boston, MA | Dallas, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MMA SECURITIES LLC | No RAUM reported | Jan 4, 2016 | n/a | yes | Dallas, TX|Boston, MA | Current employment |
| MMC SECURITIES LLC | Former SEC adviser | Aug 11, 2014 | Jan 6, 2016 | no | BOSTON, MA|Dallas, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MMC SECURITIES LLC | MMA SECURITIES LLC | Jan 6, 2016 | Jan 4, 2016 | -2 | Channel change | Other |