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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

MICHAEL PAUL GLAS

Advisor at CETERA INVESTMENT ADVISERS LLC

NACOGDOCHES, TX | MANDEVILLE, LA

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Search this name across graphsid dfx:ria:3474adff-46b2-1664-1ead-6ad1cb7dfade

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 18, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 28, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Aug 28, 2001
First registration: Oct 18, 2002
Dual registered: yes, broker-dealer
Other names: MICHAEL P. GLAS
IAPD individual key: 4439492

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jul 25, 2018	n/a	yes	MANDEVILLE, LA\|NACOGDOCHES, TX	Current employment
FIRST TRUST ADVISORS LP	Asset manager	Oct 23, 2008	Jan 5, 2018	no	WHEATON, IL\|AUSTIN, TX\|AUSTIN, TX\|WHEATON, IL	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 6, 2005	Jan 12, 2007	no	CHICAGO, IL\|SHOREWOOD, IL	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Jun 19, 2003	Jul 6, 2005	no	SHOREWOOD, IL	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Oct 18, 2002	Jun 27, 2003	no	TINLEY PARK, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST TRUST ADVISORS LP	CETERA INVESTMENT ADVISERS LLC	Jan 5, 2018	Jul 25, 2018	201	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	FIRST TRUST ADVISORS LP	Jan 12, 2007	Oct 23, 2008	650	Firm change after gap	Other
BANC ONE SECURITIES CORPORATION	CHASE INVESTMENT SERVICES CORP.	Jul 6, 2005	Jul 6, 2005	0	Bulk transfer	Other
PRUCO SECURITIES, LLC	BANC ONE SECURITIES CORPORATION	Jun 27, 2003	Jun 19, 2003	-8	Firm change	Other

Relationships

Registered with (5)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jul 25, 2018 to presentfactForm ADV
→ FIRST TRUST ADVISORS LPRegistered adviserregistration: previous registration
Oct 23, 2008 to Jan 5, 2018factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 6, 2005 to Jan 12, 2007factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jun 19, 2003 to Jul 6, 2005factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Oct 18, 2002 to Jun 27, 2003factForm ADV

Dated events

No dated event names this entity yet.