DFX Intelligence

J••••• A•••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

J••••• A•••• G••••

Advisor at C••••••••• W•••••• L••

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:34798dea-4c9f-dba8-07a5-6167abf75bb1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Dec 11, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W•••••• L••	Independent wealth	Apr 3, 2026	n/a	yes	LOS ANGELES, CA	Current employment
R•• C•••••• M••••••• L••	National bd RIA	Jan 10, 2023	Oct 9, 2025	no	KIRKLAND, WA\|Seattle, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• C•••••• M••••••• L••	C••••••••• W•••••• L••	Oct 9, 2025	Apr 3, 2026	176	Firm change	Ibd to RIA
L•• F•••••••• L••	R•• C•••••• M••••••• L••	Dec 16, 2022	Jan 10, 2023

Relationships

Registered with (4)

→ C••••••••• W•••••• L••Registered adviserregistration: current employment
Apr 3, 2026 to presentfactForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Jan 10, 2023 to Oct 9, 2025factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 9, 2021 to Dec 16, 2022factForm ADV
→ P•••• S••••••••• L••

Dated events

Occurred
Oct 9, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 16, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:34798dea-4c9f-dba8-07a5-6167abf75bb1
First observed: Dec 11, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.