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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Armstrong, IA | Fairmont, MN | Mankato, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 12, 2026 | n/a | yes | Fairmont, MN|Armstrong, IA|Mankato, MN | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 14, 2018 | Jan 13, 2026 | no | FAIRMONT, MN|ARMSTRONG, IA|ARMSTRONG, IA | Previous registration |
| SII INVESTMENTS, INC. | Former SEC adviser | May 6, 2008 | Feb 15, 2018 | no | ARMSTRONG, IA|FAIRMONT, MN|SHERBURN, MN|WINNEBAGO, MN|FAIRMONT, MN|NEW ULM, MN|APPLETON, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jan 13, 2026 | Jan 12, 2026 | -1 | Firm change | Ibd to ibd |
| SII INVESTMENTS, INC. | LPL FINANCIAL LLC | Feb 15, 2018 | Feb 14, 2018 | -1 | Bulk transfer | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:149018:IA:2026-01-13 | Jan 13, 2026 | Jan 12, 2026 | ARMSTRONG, IA | Firm change |