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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ALDEN GLOBAL CAPITAL

ALDEN GLOBAL CAPITAL LLC, CRD 161333

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3494ffb6-76ca-8100-9fa9-d4ccbab7a95f

Data as of Mar 30, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 2
On other graphs: 0
Observed: Feb 14, 2012 to Mar 30, 2020
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $765MItem 5.F on the latest filing (2020-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $765M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 4
Private funds: 3Schedule D 7.B(1)
Private fund GAV: $678Mgross asset value as reported per fund; never fund size
Custody, client assets: $679M
SEC number: 801-73906
CRD: 161333
Filings on the tape: 17
First filed: Feb 14, 2012
Latest filed: Mar 30, 2020
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ALDEN GLOBAL OPPORTUNITIES MASTER FUND, L.P.	Hedge Fund	$450M	Mar 30, 2020	36	Mar 30, 2012	reported	021-125920
ALDEN GLOBAL HELLENIC OPPORTUNITIES MASTER FUND, L.P.	Hedge Fund	$145M	Mar 31, 2017	40	Mar 31, 2015	dropped	021-235693
ALDEN GLOBAL VALUE RECOVERY MASTER FUND, L.P.	Hedge Fund	$143M	Mar 30, 2020	33	Mar 30, 2012	reported	021-142106
TURNPIKE LIMITED	Hedge Fund	$85.6M	Mar 30, 2020	7	Feb 26, 2013	reported	n/a
ALDEN GLOBAL CRE OPPORTUNITIES MASTER FUND, L.P.	Hedge Fund	$24.8M	Mar 29, 2018	76	Jun 3, 2014	dropped	021-217459
ALDEN DFM SPV LLC	Hedge Fund	$12.7M	Mar 29, 2018	50	Nov 24, 2014	dropped	021-228701
ALDEN DFM SPV LTD.	Hedge Fund	$4.0M	Mar 29, 2018	25	Nov 24, 2014	dropped	021-228702
AGBPI FUND, LTD.	Hedge Fund	$2.1M	Mar 29, 2019	2	Nov 15, 2013	reported	021-202826

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FREEMAN, HEATH, BRADFORD	PRESIDENT; DIRECTOR	C	yes	01/2014	Feb 14, 2012	Mar 30, 2020
J.P. MORGAN TRUST COMPANY OF DELAWARE	TRUSTEE OF THE ALDEN TRUST	D	yes	03/2012	Feb 14, 2012	Mar 30, 2020
THE ALDEN TRUST	Member	D	yes	03/2012	Feb 14, 2012	Mar 30, 2020
ALDEN TRP, INC.	Member	Na	no	03/2012	Mar 30, 2016	Mar 30, 2020
KLEBAN, JOSHUA, PETER	CHIEF FINANCIAL OFFICER	Na	no	05/2012	Jun 22, 2012	Mar 30, 2020
MONTICCIOLO, MICHAEL, JOSEPH	CHIEF COMPLIANCE OFFICER; CHIEF LEGAL OFFICER	Na	no	03/2014	Mar 31, 2014	Mar 30, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
AGOF (CAYMAN) GP, LTD.	n/a	n/a	n/a	Y	no	n/a
AGOF GP, LLC	n/a	n/a	n/a	Y	no	n/a
AGOF MASTER GP, LTD.	n/a	n/a	n/a	Y	no	n/a
AGVRF GP, LLC	n/a	n/a	n/a	Y	no	n/a
AGVRF MASTER GP, LTD.	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 30, 2020	$765M	$765M	10	4	0	3	$678M
2018	Mar 29, 2019	$1.0B	$1.0B	15	6	0	4	$833M
2017	Mar 29, 2018	$1.4B	$1.4B	19	8	0	7	$1.2B
2016	Mar 31, 2017	$2.1B	$2.1B	22	9	n/a	8	$1.9B
2015	Mar 30, 2016	$2.6B	$2.6B	30	13	n/a	8	$2.6B
2014	Mar 31, 2015	$2.2B	$2.2B	31	13	n/a	8	$2.2B
2013	Mar 31, 2014	$1.9B	$98.5M	26	11	n/a	1	$63.6M
2012	Apr 1, 2013	$2.1B	$19.6M	28	11	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$765M	$1.0B	-26.3%	$2.1B	-28.8%	10	15	0	0

Relationships

Advises (8)

→ TURNPIKE LIMITEDPrivate fundHedge Fund, IA
Feb 26, 2013 to presentfactForm ADV
→ ALDEN GLOBAL VALUE RECOVERY MASTER FUND, L.P.Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ ALDEN GLOBAL OPPORTUNITIES MASTER FUND, L.P.Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ AGBPI FUND, LTD.Private fundHedge Fund, IA
Nov 15, 2013 to presentfactForm ADV
→ ALDEN GLOBAL CRE OPPORTUNITIES MASTER FUND, L.P.Private fundHedge Fund, IA, no longer reported
Jun 3, 2014 to Mar 29, 2018factForm ADV
→ ALDEN DFM SPV LLCPrivate fundHedge Fund, IA, no longer reported
Nov 24, 2014 to Mar 29, 2018factForm ADV
→ ALDEN DFM SPV LTD.Private fundHedge Fund, IA, no longer reported
Nov 24, 2014 to Mar 29, 2018factForm ADV
→ ALDEN GLOBAL HELLENIC OPPORTUNITIES MASTER FUND, L.P.Private fundHedge Fund, IA, no longer reported
Mar 31, 2015 to Mar 31, 2017factForm ADV

Controls (3)

← FREEMAN, HEATH, BRADFORDOwnerPRESIDENT; DIRECTOR, ownership code C, individual
Feb 14, 2012 to presentfactForm ADV
← J.P. MORGAN TRUST COMPANY OF DELAWAREOwnerTRUSTEE OF THE ALDEN TRUST, ownership code D, domestic entity
Feb 14, 2012 to presentfactForm ADV
← THE ALDEN TRUSTOwnerMEMBER, ownership code D, domestic entity
Feb 14, 2012 to presentfactForm ADV

Owns (3)

← MONTICCIOLO, MICHAEL, JOSEPHOwnerCHIEF COMPLIANCE OFFICER; CHIEF LEGAL OFFICER, ownership code NA, individual
Mar 31, 2014 to presentfactForm ADV
← KLEBAN, JOSHUA, PETEROwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Jun 22, 2012 to presentfactForm ADV
← ALDEN TRP, INC.OwnerMEMBER, ownership code NA, domestic entity
Mar 30, 2016 to presentfactForm ADV

Dated events

Occurred
Mar 30, 2020
Regulatory AUM changed
Alden Global Capital reported RAUM $764.8M, down 26% from $1.0B (2019-03-29 to 2020-03-30)
Form ADVobserved 4 days ago
$-273M
Occurred
Mar 29, 2018
Regulatory AUM changed
Alden Global Capital reported RAUM $1.4B, down 36% from $2.1B (2017-03-31 to 2018-03-29)
Form ADVobserved 4 days ago
$-764M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3494ffb6-76ca-8100-9fa9-d4ccbab7a95f
First observed: Feb 14, 2012
Last observed: Mar 30, 2020 78 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALDEN GLOBAL CAPITAL

ALDEN GLOBAL CAPITAL LLC, CRD 161333

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3494ffb6-76ca-8100-9fa9-d4ccbab7a95f

Data as of Mar 30, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:28 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ALDEN GLOBAL OPPORTUNITIES MASTER FUND, L.P.

Hedge Fund

$450M

Mar 30, 2020

Mar 30, 2012

reported

021-125920

ALDEN GLOBAL HELLENIC OPPORTUNITIES MASTER FUND, L.P.

Hedge Fund

$145M

Mar 31, 2017

Mar 31, 2015

dropped

021-235693

ALDEN GLOBAL VALUE RECOVERY MASTER FUND, L.P.

Hedge Fund

$143M

Mar 30, 2020

Mar 30, 2012

reported

021-142106

TURNPIKE LIMITED

Hedge Fund

$85.6M

Mar 30, 2020

Feb 26, 2013

reported

n/a

ALDEN GLOBAL CRE OPPORTUNITIES MASTER FUND, L.P.

Hedge Fund

$24.8M

Mar 29, 2018

Jun 3, 2014

dropped

021-217459

ALDEN DFM SPV LLC

Hedge Fund

$12.7M

Mar 29, 2018

Nov 24, 2014

dropped

021-228701

ALDEN DFM SPV LTD.

Hedge Fund

$4.0M

Mar 29, 2018

Nov 24, 2014

dropped

021-228702

AGBPI FUND, LTD.

Hedge Fund

$2.1M

Mar 29, 2019

Nov 15, 2013

reported

021-202826

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FREEMAN, HEATH, BRADFORD

PRESIDENT; DIRECTOR

yes

01/2014

Feb 14, 2012

Mar 30, 2020

J.P. MORGAN TRUST COMPANY OF DELAWARE

TRUSTEE OF THE ALDEN TRUST

yes

03/2012

Feb 14, 2012

Mar 30, 2020

THE ALDEN TRUST

Member

yes

03/2012

Feb 14, 2012

Mar 30, 2020

ALDEN TRP, INC.

Member

03/2012

Mar 30, 2016

Mar 30, 2020

KLEBAN, JOSHUA, PETER

CHIEF FINANCIAL OFFICER

05/2012

Jun 22, 2012

Mar 30, 2020

MONTICCIOLO, MICHAEL, JOSEPH

CHIEF COMPLIANCE OFFICER; CHIEF LEGAL OFFICER

03/2014

Mar 31, 2014

Mar 30, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

AGOF (CAYMAN) GP, LTD.

n/a

AGOF GP, LLC

n/a

AGOF MASTER GP, LTD.

n/a

AGVRF GP, LLC

n/a

AGVRF MASTER GP, LTD.

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 30, 2020

$765M

$678M

2018

Mar 29, 2019

$1.0B

$833M

2017

Mar 29, 2018

$1.4B

$1.2B

2016

Mar 31, 2017

$2.1B

n/a

$1.9B

2015

Mar 30, 2016

$2.6B

n/a

$2.6B

2014

Mar 31, 2015

$2.2B

n/a

$2.2B

2013

Mar 31, 2014

$1.9B

$98.5M

n/a

$63.6M

2012

Apr 1, 2013

$2.1B

$19.6M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$765M

$1.0B

-26.3%

$2.1B

-28.8%