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T•••••••• C•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

T•••••••• C•••••• L••

CRD 161971

CHICAGO, IL

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Search this name across graphsid dfx:ria:34ad948a-ecfa-0719-0605-47370ad55a58

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 1
On other graphs: 0
Observed: Mar 22, 2012 to Mar 27, 2026
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $268MItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $268M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T•••••••• M••••• F••• L•	Hedge Fund	$237M	Mar 28, 2024	37	Mar 22, 2012	reported	021-77660
T•••••••• G••••• E••••• M••••• F••• L••	Hedge Fund	$104M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• M••••••••• W••••••	PRESIDENT OF T•••••••• C•••••• L••	Na	yes	04/2011	Mar 22, 2012	Mar 28, 2024
L••••••• J••• M••••••	OFFICER OF T•••••••• C•••••• L••	Na	yes	06/2010	Mar 2, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T•• A••••••• L••	n/a	Asset manager	$164M	N	yes	n/a
T•••••••• S••••••••• L••	n/a	n/a	n/a	N	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$268M	$315M	-15.1%	$376M	-10.7%	11	20	0	0

Relationships

Affiliated with (2)

← T•• A••••••• L••Registered adviserother investment adviser, bank
factForm ADV
→ T•• A••••••• L••Registered adviserother investment adviser, bank, common control
factForm ADV

Advises (4)

→ T•••••••• M••••• F••• L•Private fundHedge Fund, IA
Mar 22, 2012 to presentfactForm ADV
→ T•••••••• G••••• E••••• M••••• F••• L••

Dated events

Occurred
Apr 26, 2018
Regulatory AUM changed
T•••••••• C•••••• L•• reported RAUM $262.1M, down 30% from $376.1M (2018-03-12 to 2018-04-26)
Form ADVobserved 6 days ago
$-114M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:34ad948a-ecfa-0719-0605-47370ad55a58
First observed: Mar 22, 2012
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.